Oak Mountain Software

 

Glossary of Terms

 

 

Definitions

 

Annuity – A series of payments to one or more individuals, typically over the lifetime of the recipient(s).  Payments are usually made on a monthly basis but can also be made in other frequencies such as quarterly, semi-annually, or annually.

 

Annuity Due – An annuity with payments made at the beginning of the payment period, i.e., the 1st day of the month for monthly payments.  These

annuities are denoted by the “double-dots” (..) above the “a” symbol, δ.

 

Important Note - All values calculated by AnnuityValue are annuity due values.

 

Present Value – The present value of an annuity is the single amount of dollars necessary today to pay all future payments under the terms of the annuity.  It’s important to note that the present value amount is determined by considering both interest and mortality.

 

Pension plan sponsors and insurance companies typically use these present value amounts to make benefit payments to plan participants and beneficiaries.

 

Expectation of Life – Based on a given mortality table, the number of years an individual is expected to live.

 

Curtate Expectation of Life – Based on a given mortality table, the number of whole (complete) years an individual is expected to live.

 

Joint Expectation of Life - Based on a given mortality table, the number of years a participant and their beneficiary are both expected to be alive.

 

Joint Curtate Expectation of Life - Based on a given mortality table, the number of whole (complete) years a participant and their beneficiary are both expected to be alive.

 

Scale AA – Table of rates that reflect the annual improvement factor (as a percentage) in the mortality rate for a given age.  See below for how to apply.

 

 

Types of Annuities

 

Life Annuity – An annuity payable for the life of the participant.  Payments cease upon the death of the participant.

 

Annuity Certain – An annuity payable for a fixed period of time, regardless of whether the participant is alive to receive it.

 

Annuity Certain and Continuous – An annuity which ceases on the later of (1) the death of the participant, or (2) the passage of a fixed period of time.

 

Joint Annuity – An annuity payable to a participant and beneficiary as long as both the participant and beneficiary are alive.  The joint annuity ceases to paid upon the death of either the participant or beneficiary.

 

Joint Annuity with Period Certain – An annuity payable to a participant and beneficiary until the later of (1) the death of either the participant or beneficiary, or (2) the passage of a fixed period of time.

 

Joint & Survivor Annuity – An annuity payable to a participant and beneficiary as long as both the participant and beneficiary are alive, and upon the death of either the participant or beneficiary, payments continue in an equal or reduced amount to the survivor for the remainder of their life.

 

Joint & Survivor Annuity with Period Certain – An annuity payable to a participant and beneficiary in a certain amount until the later of (1) the death of either the participant or beneficiary, or (2) the passage of a fixed period of time, and payments continue in an equal or reduced amount to the survivor for the remainder of their life.

 

Joint & Contingent Annuity – An annuity payable to a participant and beneficiary for the life of the participant, and, upon the death of the participant, is payable in an equal or reduced amount to the beneficiary for the remainder of their life.

 

Joint & Contingent Annuity with Period Certain – An annuity payable to a participant and beneficiary in a certain amount until the later of (1) the death of the participant, or (2) the passage of a fixed period of time, and payments continue in an equal or reduced amount to the beneficiary for the remainder of their life.

 

 

Actuarial Formulas

 

Basics

 

qx  –  probability a person age x will die before age x+1

 

npx  –  probability a person age x will survive n years

 

lx  –  number of lives remaining at age x in a given mortality table computation

 

i  –  annual interest rate

 

v  –         1

–––––

            1 + i

 

m  –  frequency of payments in a year, i.e., 12 denotes monthly

 

Dx  –   vx lx

 

Nx  –   Dx

 

N(m)x  –  Nx – [(m-1)/2m * Dx]

 

 

 

 

Annuities

 

Life Annuity

δ(m)x

=

N(m)x

–––––

 Dx

 

 

 

 

Annuity Certain

δ(m)n

=

      1 - vn

––––––––––––

 m[1 – v(1/m)]

 

 

 

 

Annuity Certain and Continuous

δ(m)x:n

=

δ(m)n       +

N(m)x+n

––––––––

 Dx

 

 

 

 

Joint Annuity

δ(m)x:y

=

N(m)x:y

––––––––

 Dx:y

 

 

 

 

 

 

Joint Annuity with Period Certain

δ(m)x:y:n

=

δ(m)n      +

N(m)x+n:y+n

–––––––––––

 Dx:y

 

 

 

 

 

Joint & Survivor Annuity

 

 

P * (δ(m)x  +    δ(m)y)   +   (1-2P) * δ(m)x:y    

 where P is the survivor %

 

 

 

 

 

Joint & Survivor Annuity with Period Certain

 

 

δ(m)n     

+  P * (

N(m)x+n

–––––––

 Dx

+

N(m)y+n

–––––––

 Dy

)  + (1-2P) *

N(m)x+n:y+n

–––––––––

 Dx:y

 

 

 

where P is the survivor %

 

 

 

 

 

Joint & Contingent Annuity

 

 

 δ(m)x  +  P * (δ(m)y  -   δ(m)x:y )

 where P is the survivor %

 

 

 

 

 

Joint & Contingent Annuity with Period Certain

 

 

δ(m)n     

+ 

N(m)x+n

–––––––

 Dx

+ P * (

N(m)y+n

–––––––

 Dy

-

N(m)x+n:y+n

––––––––––

 Dx:y

)

 

 

 

where P is the survivor %

 

 

 

 

Curtate Expectation of Life

ex

=

npx   =  px   +   2px  +  3px   + . . . .

 

 

 

 

Joint Curtate Expectation of Life

exy

=

npxy   =  pxy   +   2pxy   +  3pxy   + . . . .

 

 

Scale AA

 

To apply Scale AA to produce the mortality rate for years after 2000 use the following formula:

 

For non-annuitant rates:

 

          qx2000+n = qx2000  * (1 - AAx)n+15

 

where AAX = annual improvement factor in the mortality rate at age x.

 

For annuitant rates:

 

          qx2000+n = qx2000  * (1 - AAx)n+7

 

where AAX = annual improvement factor in the mortality rate at age x.